Scott C. Upton
Mr. Upton is Managing Director and Principal
with ICG Capital. His current responsibilities with
ICG cover all aspects of the transaction process from origination
to execution of merger and acquisition and private financing
Mr. Upton has advised on numerous sale assignments,
buy-side transactions, private placements and various strategic
advisory assignments across a broad range of industries. Selected
industry experience includes discrete manufacturing, business
services, building materials and aggregates and metal fabrication
and related companies.
Prior to his association with ICG Capital,
Mr. Upton managed the Corporate Finance Group for Remington
Capital. In that capacity he was responsible for all
merger and acquisition advisory, private placement and strategic
advisory services. Prior to joining Remington Capital,
Mr. Upton served as Managing Director of MAI Capital Markets,
an investment banking firm focused on mergers and acquisitions
in the Financial Institutions market, as well as a variety
of other industries. Clients at MAI included The Money
Store, SouthTrust Bank and a variety of regional and commercial
Mr. Upton is also on the board of Junior Achievement
and is involved with other community and civic organizations. Mr. Upton earned
a Bachelor of Science Degree in Finance from West Virginia University. He holds
Series 7, 63 and 24 licenses with FINRA.
Laura I. Marshall
Ms. Marshall is a Vice President with ICG Capital. Her responsibilities include working on assignments with both sell-side and buy-side clientele. This includes research, analytics and a variety of other origination and execution related activities.
Prior to her association with ICG Capital, Ms. Marshall spent over 20 years in the securities industry – as a public finance banker, in fixed income trading and institutional sales with First Tennessee Bank, A.G. Edwards and Wachovia Securities.
Ms. Marshall is a graduate of the University of Memphis with a Bachelor of Science Degree in Finance. She holds both the Series 7 and 63 licenses with FINRA.