Direct Dial:
704.332.1930
Facsimile:
704.332.2092
EMAIL


Direct Dial:
704.332.0430
Facsimile:
704.332.2092



Professionals


Scott C. Upton
Managing Director

Mr. Upton is Managing Director and Principal with ICG Capital.  His current responsibilities with ICG cover all aspects of the transaction process from origination to execution of merger and acquisition and private financing transactions.

Mr. Upton has advised on numerous sale assignments, buy-side transactions, private placements and various strategic advisory assignments across a broad range of industries.  Selected industry experience includes discrete manufacturing, business services, building materials and aggregates and metal fabrication and related companies.

Prior to his association with ICG Capital, Mr. Upton managed the Corporate Finance Group for Remington Capital.  In that capacity he was responsible for all merger and acquisition advisory, private placement and strategic advisory services.  Prior to joining Remington Capital, Mr. Upton served as Managing Director of MAI Capital Markets, an investment banking firm focused on mergers and acquisitions in the Financial Institutions market, as well as a variety of other industries.  Clients at MAI included The Money Store, SouthTrust Bank and a variety of regional and commercial mortgage banks.

Mr. Upton is also on the board of Junior Achievement and is involved with other community and civic organizations. Mr. Upton earned a Bachelor of Science Degree in Finance from West Virginia University. He holds Series 7, 63 and 24 licenses with FINRA.



Laura I. Marshall
Vice President

Ms. Marshall is a Vice President with ICG Capital. Her responsibilities include working on assignments with both sell-side and buy-side clientele. This includes research, analytics and a variety of other origination and execution related activities.

Prior to her association with ICG Capital, Ms. Marshall spent over 20 years in the securities industry – as a public finance banker, in fixed income trading and institutional sales with First Tennessee Bank, A.G. Edwards and Wachovia Securities.

Ms. Marshall is a graduate of the University of Memphis with a Bachelor of Science Degree in Finance. She holds both the Series 7 and 63 licenses with FINRA.